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WIOA State Compliance Policies

 

Please visit WIOA Public Comment for current  Workforce Innovation & Opportunity Act (WIOA) documents posted for public comment.  

Section 1 Adult / Dislocated Worker Service Directory

1.0 Membership of Local Workforce Development Boards (LWDB) (Rev. 07/19)1.1 WIA to WIOA: Identification of Regions, Designation of Local Workforce Development Areas, Appointment and Certification of the Local Workforce Development Board (LWDB) and Appeals Process (Rev. 07/19)1.2 Local Plan (Rev. 01/17)1.3 Criteria Under Which Local Workforce Development Boards (LWDBs) may Provide Career and Training Services (Rev. 07/24)1.4 WIOA One-Stop Delivery System and Certification (Rev. 12/24)1.5 WIOA Memorandums of Understanding (Rev. 04/16)1.6 Eligibility for Adult & Dislocated Worker Career & Training Activities (Rev. 12/24)1.7 Priority of Services-Adult (Rev. 01/17)1.8 Adult Program Design, Career and Training Services (Rev. 03/25)1.9 Individual Training Accounts (Rev. 03/13)1.10 Coordination of Training Funds with Other Financial Assistance Programs (Rev. 07/23)1.11 In-Demand Occupations and Sector Approach (Rev. 07/17)1.12 WIOA Selection of Eligible Training Providers (ETPs) (Rev. 12/22)1.13 Enforcement of Training Provider Services (Rev. 07/19)1.14 On-the-Job Training (OJT) and Customized Training (Rev. 04/21)1.15 Adult/Dislocated Worker Support Services & Needs-Related Payments (NRP) (Rev. 03/25)1.16 Performance Standards/Incentive Awards (Rev. 09/05)1.17 Documenting Veteran Status (Rev. 04/17)1.18 Serving Veterans and Priority of Service to Veterans (Rev. 09/25)1.19 Incumbent Worker (Rev. 04/17)1.20 One-Stop Affiliated Site Requirements (Rev. 07/16)1.21 Work Experience (WEX), Internships, Registered Apprenticeship and Transitional Jobs (01/17)1.22 One-Stop Infrastructure Funding (Rev. 10/17)1.23 Career Pathways (07/17)

Section 2: Youth Service Delivery

2.1 Eligibility for Youth Services (Rev. 12/24)2.2 Youth Program Design (Rev. 03/25)2.3 Youth Standing Committee (Rev. 07/16)2.4 Youth Expenditure Requirements (Rev. 10/16)2.5 Youth- Support Services, Needs Related Payment, Incentive Payments (Rev. 01/17)2.6 Youth- Work Experience (WEX)/ Internships, Pre-Apprenticeship, Registered Apprenticeship (RA) and On the Job Training (Rev. 01/17)

Section 3: Financial

3.1 Allowed and Disallowed Costs (Rev. 04/17)3.2 Audit Process (Rev. 09/06)3.3 Carry Forward Funds, Reallocation, Re-allotment and Life of Funds (Rev. 01/14)3.4 Cash Management (Rev. 05/25)3.5 Contract or Subgrant Closeout (Rev. 07/24)3.6 Cost Limitations (Rev. 06/15)3.7 Cost Allocation (Rev. 08/05)3.8 Transfer of Funds Between Programs (Rev. 12/24)3.9 Procurement (Rev. 12/22)3.10 Program Income (Rev. 05/24)3.11 Property Management (Rev. 03/12)3.12 Recovery of Tuition and Training Refunds (Rev. 05/24)3.13 Pre-Award Costs (Rev. 02/19)3.15 WIOA Recipients and Sub-Recipients Compensation, Entertainment and Travel Costs (Rev. 07/17)

Section 4: Equal Opportunity / Grievance

4.1 Equal Opportunity Provisions of WIOA; Assurances, Equal Opportunity Officer, Notice, Outreach, Monitoring, Data, Compliance, Corrective Actions and Sanctions for Non-Compliance (Rev. 02/19)4.2 WIOA program provisions as they relate to Nondiscrimination and Affirmative Outreach (Rev. 02/19)4.3 Discrimination Grievance/Complaint Procedures (Rev. 10/20)4.4 WIOA Non-Criminal Grievance/Complaint and Appeals Process (Rev. 09/25)4.5 Sexual Harassment Grievance/Complaint Procedures (Rev. 11/20)4.6 Conflict of Interest/Nepotism (Rev. 07/19)4.7 Incident Reporting Requirements (Rev. 07/24)

Section 5: Miscellaneous

5.1 Debarred and Suspended Contractors (Rev. 05/25)5.2 Forms for Reporting Fraud and Abuse (Rev. 07/24)5.3 Restrictions on Lobbying (Rev. 07/23)5.4 Record Retention (Rev. 05/25)5.5 Reporting Requirements (Rev. 05/25)5.6 Sanctions and Resolution Process (Rev. 01/08)5.7 Oversight, Monitoring, Technical Assistance, Data Element Validation (DEV) and Wagner-Peyser Self Appraisal System (SAS) (Rev. 07/23)5.8 Governor’s Reserve Funding Set Aside for Special Projects (Rev. 03/25)5.9 State Compliance Policy Creation and Update Procedure (Rev. 09/25)5.10 WIOA Title I Paperless/Electronic Participant Records Policy (Rev. 08/23)

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